Contents: - General
Procedures
- Authority of Academic Senate
Committee on Courses
- The Approval Process
- Types
of Proposals Needing Senate Committee Approval
- Establishment
of Courses
- Level and Emphasis in
University Courses
- Scope and Organization of Courses
(including cross-listing)
- Course Specifications
- Course Title and Description
- Course
Classification and Numbering
- Credit for Courses
- Prerequisites
- Mode
of Grading
- Instructor
- Summer
Sessions Offerings
Appendices: - Expanded
Course Description (ECD) Format
- General Education
(GE) Certification
- Requests for Approval of Appointment
of Associate Instructors to Teach Upper Division Classes
- Grading
Variances
- UC Policy on Minimum Class Size
- On-line or Hybrid courses
- Policy
for the Appointment of Undergraduates as Readers and Teaching Assistants
- Policy for the Appointment of Nonstudents as Teaching
Assistants
Outlined below are policies and procedures developed by the Davis Division of
the Academic Senate Committee on Courses of Instruction pertaining to the development,
modification, and cancellation of courses offered by departments and other academic
units on campus. In considering course requests, each College Committee on Courses
as well as the Senate Committee will be guided by the policies described below,
recognizing, however, that unusual circumstances may justify exceptions.
- GENERAL PROCEDURES
- The Regents
have delegated to the Academic Senate responsibility for authorization and supervision
of courses of instruction (Standing Order of The Regents 105.2-b); in accordance
with this delegation, the Davis Division Committee on Courses must approve all
courses or changes in courses offered on the Davis campus, including University
Extension courses yielding credit, before they may be taught or information regarding
them be announced in any University catalog, schedule, or other publication. Approved
courses are subject to the Committee's review at any time.
- Departments,
divisions, sections, programs, and other units offering courses (hereafter, the
simpler term "department" will be used to refer to any of these units) may initiate
requests for approval of new courses or changes in existing courses. Requests
must be submitted via the Online Course Approval Form.
- An Expanded Course Description must accompany all requests,
except for cancellations, internships (numbered 92), directed group study courses
(numbered 98 or 198), special or independent study courses (numbered 99 or 199),
and teaching assistant practicum courses (numbered 396).
- All electronically
approved course forms, including the Expanded Course Description (topical outline,
grading procedures, etc.), are available online for evaluation by students, faculty,
and public. Thus instructors must carefully edit these forms for spelling and
grammatical errors. The Committee strongly encourages instructors to first develop
the text material using a modern word processor and then copy (using a control
"c" command) and paste (using a control "v" command) parts into the appropriate
sections of the form. A form with excessive errors will be returned to the department.
- The Remarks section of the online form is crucial. It should provide
a brief rationale for the request, and in the case of change(s) to an existing
course, it should summarize the change(s) and explain the reasons for them. In
a case in which a package of several related requests is submitted, a "cover letter"
consisting of remarks applying to the package as a whole can be placed in the
Remarks section of one of the courses, with the Remarks sections of the remaining
courses simply referring the reader to that of the first course.
- Each
request is reviewed by the dean and the appropriate agencies of the department's
school or college.
- Following dean's-level approval, graduate course
requests are in addition reviewed by the Graduate Council's Subcommittee on Courses.
- Approved course requests are forwarded to the Senate Committee
on Courses of Instruction for final action.
- The
criteria regarding whether a proposal needs Committee approval are as follows:
Changes that require Committee approval include:
- Prerequisites
- Course title, number, and unit value
- Transfer
of course from one academic unit to another
- Catalog description
- Mode of grading
- Any change in learning activity
(e.g., substitution of term paper for discussion section, use of a virtual discussion
section, or substitution of Web notes for lectures) must be approved by the Committee
on Courses before it may be listed in the Class Schedule and Room Directory. (Departments
should keep this requirement in mind when planning learning activities for new
or amended courses.) Courses with the flexible learning activities "extensive
writing or discussion" (W-D) or "term paper or discussion" (T-D) do not require
special approval when opting for one or the other, but the department should notify
the Office of the Registrar of their decision as far as possible in advance of
the course.
- Changes in the course that affect its General Education
status
Changes that do not require Committee
approval: - Instructor.
- Year.
- Quarter,
semester or session.
- ESTABLISHMENT
OF COURSES
- Level and Emphasis
in University Courses
- A University course should present
an integrated body of knowledge, with primary emphasis upon elucidation of principles
and theories.
- Courses of the type normally required for admission
to the University and those taught by vocational schools should not be offered
for credit. The University does, however, have use for courses in which development
of skills and techniques is emphasized for the following reasons:
- As a necessary and integral part of professional training accomplished in
courses that constitute a recognized professional curriculum.
- As
a means of learning, analyzing, and criticizing theories and principles.
- Scope
and Organization of Courses (including cross-listing)
- Without
seeking to determine educational policy or infringe upon departmental judgment
regarding course content, the Davis Division Committee on Courses of Instruction
will employ the following criteria in evaluating course requests:
- Each course should have a clear and important place in the department's curriculum,
either filling a gap or strengthening the program without duplication or needless
overlap.
- There should not be a proliferation of courses, nor should
course content be so limited, specialized, or narrow in scope that it could be
better incorporated into others.
- The content of each course should
represent a unified and integral body of subject matter.
- When
proposed new courses include material generally recognized as falling within the
province of another department, the Committee will consult the related department
regarding the proposed course, the instructor, and any undesirable overlap of
course with their offerings. Course requests coming to the Committee can avoid
delays if a statement outlining the results of consultation on overlap with related
departments is included in the Remarks section of the Online Course Approval Form.
- Requests to cross-list courses will require
strong justification, in the Remarks section of the Online Course Approval Form,
which shows that cross-listing is preferable to traditional means of simply requiring
or recommending a course offered by a specific department, program, or graduate
group.
Any combination of such units may request cross-listing. It must
be shown that the course cannot be presented without a significant commitment
of resources from each of the cross-listing units. Expanded course descriptions
should be reasonably detailed, specifying the obligations of the units involved
in the presentation of the course. The specific conditions that must be met for
the approval of cross-listing courses are: - Course
approval forms must be submitted at the same time by the collaborating units.
These proposals must be identical in all respects except for the three-letter
identifier (subject) code (and the course number if a common number is not available).
- The course proposed for cross-listing must be integral to all
of the cross-listing programs.
- The course proposed for cross-listing
must:
- Be regularly taught collaboratively by the units,
or
- Be regularly offered by the cross-listing units in alternation,
or
- Be offered by an instructor who is a member of all the units
that wish to cross-list, or
- Be regularly supported through a significant
commitment of resources
(e.g., equipment, TAs, staff assistance, etc.) by the
cross-listing units. - Because courses should be designed
for a particular level and taught at that level, a course may not be cross-listed
at lower division and upper division levels or at undergraduate and graduate levels.
(See Senate Regulation 762 or III.C.4 of this document.
(Please
note that B.3. was revised 4/99)
- COURSE
SPECIFICATIONS
Much of the information required in the Online Course
Approval Form will be included in the General Catalog listings of approved
courses. In preparing the form, departments should adhere to the following standards.
- Course Title and Description
- The course title should
be in English and should be brief and explicit.
- A description
of the course of no more than 40 words should be included unless the course title
is fully descriptive of the course content.
- The use of identical
titles for courses offered by different departments (excluding honors, tutorials,
directed group study, special study, seminar, and research courses discussed in
paragraphs III-B-4, 5, 6, 7, 10, and 14 below) should be avoided.
- If
two or more courses offered by one department have identical titles, they must
have different descriptions.
- The preferred course designation
and numbering for courses which cover a broad general subject area but have different
sections is "Topics in ____" with A, B, C, etc., used to indicate the individual
course segments. These section titles should be listed on the course approval
form and will appear in the General Catalog and on the students' transcripts.
- Course Classification and Numbering
- UC Davis courses are classified and numbered as follows:
- Lower division courses are numbered 1-99.
- Upper
division courses are numbered 100-199.
- Graduate courses are numbered
200-299. Courses in the 200 series are designed to help students develop as scholars,
researchers, and creative artists, with the potential to create new knowledge
in their fields. Courses have a strong foundation in the theory, methods and principles
used in research or in the production of scholarly or creative works.
Courses focus on understanding and assessing the current state of knowledge, on
research and creative work, and on methodology, as appropriate considering the
nature of the field.
- Professional courses for teachers and courses
intended for TA training are numbered 300-399. Courses in the 300 series are designed
to help students become teachers and educators. Courses address problems and challenges
facing educators and focus on methodology in teaching, research on teaching, and
current teaching practices. Courses may emphasize the development
of clear written and verbal communication skills. Courses designed to educate
graduate students as teaching assistants should be numbered 390.
- Other
professional courses (e.g., Law, Medicine) which emphasize material appropriate
to a specific professional curriculum are numbered 400-499. Courses in the 400
series are designed to help students become practitioners in their fields. Courses
prepare students for critical analysis of problems and the use of theory to solve
problems in professional practice, other than teaching. Courses
may emphasize aspects of the profession such as ethics, presentation skills, and
information gathering techniques. Ordinarily, the content of professional courses
is guided by requirements imposed by an appropriate extramural accreditation agency.
- Any change from upper to lower division (or vice
versa) requires a description of the changes in course content which justify the
change in numbering. This information must also be provided for proposed changes
from graduate to undergraduate (or vice versa).
- The suffix "N"
should be used when an existing course is being canceled and a course with a different
content is to be given its number. When a department believes students will no
longer be affected (after a minimum of four years), a full Course Approval Form
including the Expanded Course Description should be submitted. Under Remarks,
explain that the only change is removal of the "N" suffix.
- A
laboratory course associated with another course should be identified by an "L"
added to its course number (e.g., Biochemistry 101 and 101L). Courses in sequence
with "A" and "B" designations should also use the "L" to indicate a parallel laboratory
course.
- A lower division course which gives an overview of a field
of study for nonmajors should be numbered 10. This number should be reserved for
this purpose.
- Lower division seminar courses should be similarly
numbered 90-91 or 93-96. Upper division seminar courses should be numbered 190.
If more than one course of this type is offered, the additional numbers 191, 193,
194, 195, and 196 may be used. Lower division seminars consisting of special topics
examined in a small group setting are numbered 90X; upper division equivalents
are numbered 190X. Undergraduate seminars which function as research group conferences
should be numbered 190C. These courses are limited to one unit of credit and are
to be graded P/NP only (no grading variances are permitted). 190C courses may
be repeated for credit.
- Certain variable unit courses for groups
of lower and upper division undergraduates are to be numbered 98 or 198, respectively,
and given the title "Directed Group Study." These designations are reserved for
courses whose content is not specified to any degree from one quarter to another.
- Lower division individual undergraduate special-study courses
are numbered 99 and titled either "Special Study for Undergraduates" or "Independent
Study." Similarly, upper division courses are numbered 199 and titled "Special
Study for Advanced Undergraduates."
- A special study course for
an honors program should be numbered 194H and titled "Special Study for Honors
Students." This type of course is open only to honors students. Additional similar
honors courses are to be numbered 195H-196H but each course should have a separate
title. A regular course having special requirements for honors students must be
identified in the course description and designated by both the regular number
and the honors number (e.g., 165, 165H) or be listed as two courses.
- Internship
courses should be numbered 92 or 192. Internships should have a substantial academic
component. They are intended to provide students with an in-the-field educational
experience as a complement to their traditional academic study.
- Special
variable unit courses in which advanced students may receive credit for tutoring
other undergraduate students should be numbered 197T (Tutoring). Tutoring in the
community should be numbered 197TC. Students enrolled in 197Ts may not lead required
discussion sections, required laboratory sections, required tutoring sections,
or any other required activity; nor may they grade papers. Students enrolled in
197Ts may only tutor (i.e., help individual or small groups of students either
outside of class or within a laboratory) or lead voluntary discussions or other
voluntary activities. (AM. 10/08/03)
- Graduate seminar courses
are numbered 290 and titled "Seminar" when the general subject varies from quarter
to quarter. Graduate seminars which function as research group conferences should
be numbered 290C, limited to one unit of credit, and graded S/U only (no grading
variances are permitted). All 290 courses may be repeated for credit.
- A
seminar in which the area of study is variable but restricted to some broad subsection
of the general field should be given a number in the 291-297 range (preferably
the lowest one available). The course title should indicate the general limitation
in the field of study (e.g., Pomology 291- Seminar in Postharvest Physiology);
titles for such courses need not include the words "seminar in."
- A
seminar course which has the same general content each time it is offered should
not use "Seminar" in its title. The fact that it is a seminar can be conveyed
in the course description.
- Graduate courses that involve variable-subject
group study but are not conducted as seminars should be given the number 298 and
the title "Group Study."
- Special study or research courses for
individual graduate students are to be numbered 299 or 299D. Normally, 299D should
be reserved for students who have advanced to candidacy and who are involved in
dissertation research.
- Generally, courses 92, 98, 99, 190C, 192,
197T, 197TC, 198, 199, 290, 290C may be repeated for credit when the subject matter
differs. All other courses that may be repeated for credit should indicate this
in the catalog description.
- For single lower division auto-tutorial
courses, the letters AT should follow the course number, e.g., 15AT; for sequential
lower division courses, such as the Spanish 1 series and the Religious Studies
31 series, the following number and letter arrangement must be used: Spanish 1ATA,
1ATB, 1ATC. Because only five characters are provided on the transcript for recording
course numbers, the following number and letter arrangement should be adopted
for sequential upper division courses: 101AT, 102AT, 103AT.
- "Teaching
Assistant Training Practicum" courses should be numbered 396. Such a course is
intended for use by active teaching assistants. It is a variable-unit course,
allowing registration for 1 to 4 units. The Prerequisite is graduate standing,
and the course is to be graded S/U only. Departments may request the creation
of such a course by memo to the Committee on Courses.
- Credit
for Courses
- Units of credit are assigned to courses
based on the "Carnegie rule" which specifies one unit of credit for three hours
of work by the student per week. Usually this involves one hour of lecture or
discussion led by the instructor and two hours of outside preparation by the student.
- Normally two hours of laboratory or studio time (plus
an hour of outside preparation) are required for each unit of credit. Proposals
for these courses will require assurance in the expanded course descriptions that
the Carnegie unit standard is being followed.
- If the number of
lecture or discussion hours specified in the General Catalog is less than
the number of units of credit assigned to the course, some form of additional
non-classroom work, such as a substantial term paper, is required of the student.
Requests for courses with fewer contact hours than the number of units awarded
(e.g., a 4-unit course that meets three hours per week) must be accompanied by
adequate justification.
- Repeating a course for credit: Normally
a given course cannot be taken a second time for degree credit. When a course
offering is designed to allow for substantial changes in content (typically, these
are "topics" courses) it may be repeated for credit. These circumstances should
be explained in the Remarks section of the Online Course Approval Form. The number
of times a course may be repeated for credit must be specified in the form in
the course description and will be published in the General Catalog description.
- The
approved credit range for variable unit courses is as follows:
| 90X: | 1-2 or 1-4 |
| | 190X | 1-2 or 1-4 |
| | :199: | 1-5 | | |
| 92 | 1-15 | | | 192 | 1-15
| | : | 297T | 1-5
| | : | | | |
| 97T | 1-5 | |
| 194 | 1-5 | |
| 298 | 1-5 | |
| | 97TC | 1-5 |
| | 197T: | 1-5 |
| | :299: | 1-12 | | |
| 98: | 1-5 | |
| 197TC: | 1-5 | |
| 299D | 1-12 | | |
| :99: | 1-5 | |
| 198: | 1-5 | |
| 396: | 1-4 | | |
- A department may offer more than one
section of a group-study course (198 or 298) during a quarter. Unless the course
description states otherwise, a student may receive credit for more than one section
of a 198 or 298 course in the same quarter.
- Senate Regulation
762, "Credit in Courses," states, "No student, by merely performing additional
work, may receive upper division credit for a lower division course or graduate
credit for an undergraduate course. Related courses may share lectures, laboratories
or other common content but must have clearly differentiated and unique performance
criteria, requirements, and goals." On occasion, it may seem desirable for different
but related upper and lower division courses or different but related upper division
and graduate courses to share some lectures, laboratories, or other common content.
(In no case may an identical course be given credit at both levels.) A request
for such an arrangement may be approved by the Committee only if accompanied by
strong justification which clearly shows that the courses in question have differential
goals and requirements as evidenced by the activities of both the students and
the faculty involved.
- Prerequisites
- The prerequisites for a course must be approved by the
Committee on Courses. The enforcement of prerequisites is the responsibility of
the instructor and the department.
- If no prerequisites
are stated for a lower division course, it is understood that the course is open
to any matriculated student whose standing is appropriate for the course.
- Consent
of instructor is an implied prerequisite for any individual study course and need
not be listed.
- The Regulations of the Academic Senate
specify that ordinarily the minimum prerequisite for any upper division course
is junior standing or completion of at least one lower division course in the
same department. Upper division courses may be listed in the General Catalog
with no stated prerequisite if this minimum prerequisite is sufficient. Ordinarily,
it is not necessary to state "Consent of instructor" as a prerequisite.
- When
a two- or three-quarter sequence course is designated by the same number and is
shown as a single listing (e.g., Design 160A-160B-160C), each is presumed to be
prerequisite to the one that follows unless the contrary is stated. When each
course is listed separately (e.g., Economics 100A and Economics 100B), one course
is not considered prerequisite to another unless specifically mentioned in the
prerequisite list.
- Mode of Grading
The Committee may request additional information on grading procedures
where nonstandard teaching practices and/or assignments are involved. As options
to the usual letter grade system, the following approaches may be used, as appropriate:
- For undergraduates--P/NP (Passed/Not Passed). Grading in undergraduate variable
unit courses shall be on a P/NP only basis unless approval for letter grading
in specific cases is requested by the department and given by the Committee. (Note:
grading variances are not permitted for 190C.) A proposal to grade a regular course
on a P/NP basis only must be approved by the Committee. A letter grade
variance for 198 courses may be granted when the certain minimum criteria
are met.
- For graduate students--S/U (Satisfactory/Unsatisfactory).
With the consent of the appropriate department or graduate group and approval
of the Graduate Council and the Committee on Courses of Instruction, the grades
assigned in specific graduate courses may be S/U only. Regulations of the Davis
Division also specify that 290C, 299, 299D courses shall be graded S/U only.
- For
the School of Medicine: Satisfactory/Unsatisfactory.
- Deferred
grading: In general, requests for deferred grading will be considered only for
sequential courses and only where it is difficult or academically inadvisable
to assign grades for each quarter of the sequence. Such courses should carry the
designation "deferred grading" in the course description.
- Instructor
- The qualifications required of persons responsible for
courses or assisting in them (including readers) are specified in paragraph 750
of the Academic Senate Regulations. Any exceptions must be approved by the Committee
on Courses.
- A request for course approval may be denied if it
does not list the name of a qualified instructor or contain a statement to the
effect that the University budget includes a provision for one.
- SUMMER
SESSION OFFERINGS
Courses approved for offering during the regular academic
year may be offered in a summer session without further approval from the Committee
on Courses provided that there are no changes in the course specifications other
than an appropriate adjustment of class meeting hours per week or a change of
instructor. The number of such a summer session course is the same as for the
regular session course, with the addition of the prefix "S."
To
facilitate the work of the College and Divisional Courses Committees, requests
for approval of a new course, restoration of a course, or revisions of an existing
course must be accompanied by an Expanded Course Description (for exceptions,
see I.B.1 of this document).. The Expanded Course Description includes at least
the following information. - TOPICAL OUTLINE.
List 10-20 major topics to be covered in the course. Although the specific topics
may vary somewhat from quarter to quarter and from instructor to instructor, this
list should include those topics most likely to be covered in all offerings of
the course.
- GRADING PERCENTAGES AND COURSE REQUIREMENTS.
Explain the basis for determining grades. Note the relative weight of components
of the course (as percentages) in assigning the final grade (For example, "Letter
grade based on homework 15%, midterm 15%, project 20%, laboratory 25%, final exam
25%.") The Committee is reluctant to approve weights which are unusually high
(e.g., greater than 50% for any one examination). The Committee will not approve
weights greater than 10% for participation unless the greater percentage is justified
and the criteria for grading participation described. In part to distinguish between
a university and high school level education, the Committee will not approve grading
based on attendance; attendance is an implicit component of participation.
Specify
the length and type of written assignments or projects. (For example: Research
paper of 10-12 pages in length; eight 3- to 4-page essays; programming project
requiring approximately 25 hours; lab and field project requiring 80 hours.) Explain
grading procedures in cases involving nonstandard teaching practices and/or assignments. If
the course is to be graded P/NP (undergraduates) or S/U (graduate), a statement
about how these grades will be determined must be provided. This statement is
not required for the following courses: 98, 99, 198, 199, 290, 299. - READING.
List the text(s) and/or some of the key readings that will be required. A full
bibliography is not necessary. Where applicable, indicate films and audio tapes
used, or computer use.
- EXPLANATION OF POTENTIAL COURSE
OVERLAP. Significant overlap between this course and others (whether
or not offered by the same teaching unit) must be listed and justified, by citing
significant differences in prerequisites, emphasis, depth of coverage, etc..
If no overlap is foreseen, this should be explicitly indicated. - GENERAL
EDUCATION DESIGNATION. If the course is intended as a GE course, additional
information is required. See Guidelines for GE Designation of a Course.
Use
the Remarks section in the Online Course Approval Form (page 1) to explain special
grading procedures, discrepancies between course units and contact hours, and
other procedural matters. *These are minimum guidelines. College level committees
may require additional information.
Please see the Committee on General Education website (http://www.mrak.ucdavis.edu/senate/committee_ge.htm) for information on General Education Certification.
Additional Committee on Courses Policies
- Topical Breadth and Social-Cultural Diversity GE courses must be at least
three units of credit. Writing GE courses may be two units of credit. (Revised
3/27/98)
- Courses may be either lower or upper division courses and they
may have prerequisites.
- Mode of grading must be letter.
Especially
at the upper division level, the University and its students are best served when
faculty members have responsibility for courses. However, under unusual circumstances
it may be necessary for an advanced and mentored graduate student (an 'AI') to
serve as a course instructor. Appointment of Associate Instructors or AIs for
upper division courses must first be approved by the Committee on Courses of Instruction,
and requests for approval must contain all of the following information: A)
evidence that the candidate is qualified. B) a mentoring plan. C) information
about who normally teaches the course. If the request lacks A, B, or C,
it will be returned to the department unapproved. A) Evidence that the candidate
is qualified. The candidate AI must have at least 3 quarters of teaching experience
(experience as a TA counts), must have excellent knowledge of the course material,
should have completed at least 30 quarter units of course work as a graduate student
(excluding research units), and must have passed to candidacy for the Ph.D degree.
A summary of the candidate's teaching evaluations (if available) and the candidate's
CV should be included. B) Mentoring plan. The candidate and his or her faculty
mentor must develop a mentoring plan for the upper division course to be taught.
The plan must be approved by the thesis advisor and by the department chair and
must be submitted to the Committee with the approval request. C) Information
about who normally teaches the course. Indicate the number of AIs used for the
last six course offerings. If the upper division course has frequently been taught
by AIs, the requesting department must justify how frequent use of AIs is appropriate
for the specific course. The Committee has intentionally left 'frequently' undefined,
so that the each request can be evaluated on its own merits. Although requiring
more work from both the departments requesting AIs and from the Committee, this
flexibility is in the best interests of the University. If departments appear
to be using AIs for more than 5% of their upper division instruction, the Committee
will suggest that this be examined by the appropriate program review committee.
Even when the conditions A, B, and C above are satisfied, COCI will not
generally approve the application if it is for a core upper division course, i.e.,
one that is explicitly required for the department's major students. There
are two exceptional circumstances where the use of Associate Instructors for upper
division courses may be approved. 1) As a short-term remedy for staffing
shortages, as occurs when the regular faculty instructor is on sabbatical leave,
is ill, is temporarily reassigned, etc. 2) When mentored teaching is
a component of training for an advanced graduate student. This will be permitted
only in those disciplines in which the expectation is that advanced graduate students
will teach an upper division course as part of their professional development.
With proper mentoring and oversight, advanced graduate students should be sufficiently
experienced to do an excellent job teaching an upper division course in their
area of expertise. AIs should not be used to solve long-term imbalances
between enrollment and staffing. Form
to Petition to Hire an Associate Instructor (AM. 1/16/04)
Undergraduate
variable-unit courses are graded on a Passed/Not Passed basis unless a request
for a specific variance is received and approved by the Committee
on Courses of Instruction. Committee approval is also necessary to change the
grading of those variable-unit graduate courses that are graded Satisfactory/Unsatisfactory
and those that are letter-graded. The Committee will forward approved variances
to the Office of the Registrar. Approval is not automatic. In every request
for a grading variance, the instructor must provide the following information:
- The course number, section, course title, term, and CRN.
- An
explanation of the reason for the request.
For variances from
a P/NP or S/U grade to a letter grade the instructor must also provide the following:
- Assurance that the tests, assignments, papers, and other
classwork required of the students are comparable to the work done in regularly
scheduled classes.
- A description of an appropriate basis for determining
letter grades, including the relative weights (in percentages) of all graded components..
Requests
for grading variances may be made in one of two ways.
- Before the class meets.
Requests must be received by the
Committee on Courses before the first class meeting. In addition to the
items mentioned above, the instructor must submit a copy of the course syllabus,
in which it is explicitly stated that the mode of grading will be other than that
listed in the General Catalog and (if the course is listed as P/NP or S/U)
that each student will have the option of reinstating the original grading mode
in the following way. By the usual P/NP (or S/U) deadline (the 25th day of instruction)
the student must take a copy of the syllabus to the Office of the Registrar and
file a 'Grading Variance Exception' petition. - After
the class has met.
Requests must be received by the Committee on Courses
by the fifteenth day of instruction. In addition to the items mentioned above,
a list containing the students' names and signatures must be appended to the request.
All students enrolled in the course must indicate (by signature) their agreement
with the change in the mode of grading from that stated in the General Catalog. If
the course is listed as P/NP or S/U, the agreement must note that each student
has the option of reinstating the original grading mode in the following way:
by the usual P/NP (or S/U) deadline (the 25th day of instruction), the student
must take a copy of the syllabus to the Office of the Registrar and file a 'Grading
Variance Exception' petition. Revised 8/04
The Academic Senate Office receives a number of calls
each year asking for guidance on the University's policy on minimum class size.
Although this matter is not within the purview of the Committee on Courses, this
information is provided here as a convenience to departments. The full account
of the policy on minimum class size norms is available in President Hitch's 3/14/73
memo to Chancellors (available in the Senate Office). What follows is an excerpt
of the key points. | Minimum class
size norms for lower division courses: | 12 | | Minimum
class size norms for upper division courses: | 8 |
| Minimum class size norms for graduate courses: | 4 |
Exceptions to these norms may be allowed in certain
circumstances, including: - The course is required for the
degree and cancellation would delay the graduation of students who wish to enroll.
- The course is required for the degree and it must be offered at
a specified time in order to maintain a proper sequence of courses.
- It
is a new course and the enrollment potential remains to be developed. If enrollment
in a class falls below the norm for two successive offerings, it should only be
offered again after review and serious consideration by the department chair.
These
policies do not apply to independent study, research courses, or thesis work.
There
is a growing interest in offering courses that use the World Wide Web and other
Internet technologies. Some courses are taught entirely on-line and others are
'hybrids' or mixtures of on-line and in-class activities. In response, the Committee
on Courses of Instruction has designed two additional "Learning Activity" codes
to be used in course approval forms. These are WVL (for on-line activities that
replace standard lectures) and WED (for on-line activities that replace standard
discussions). The Committee expects that instructors will use one or both of these
codes for all courses in which one or more hours/week of lecture/laboratory/discussion
in one or more class sections are replaced by on-line formats. The Committee does
not require the use of these activity codes if the on-line material merely supplements
regularly scheduled lecture/laboratory/discussion sections. The Courses
Committee recognizes that 'on-line lecture' and 'on-line discussion' may often
be inadequate (that on-line activities may do other things besides mimicking regular
lectures and discussions), and we do not intend that the listed activities restrict
what instructors do. But rather than add new activities, we ask that instructors
select WED or WVL and then describe the activities more fully under Course Format.
This description must include: - the nature of the activity and an estimate
of the time required by a typical student to complete the activity. This should
be done for all major activities in the course.
- instructor contact
hours. Describe how the instructor interacts with students and for how many
hours per week or quarter.
- how the course unit value conforms to University
of California statewide regulation 760 (1 unit equals 30 hours of student work.)
In a 4 unit course, for example, the instructor must explain under course format
how the average student will work for 120 hours (12 hours per week in a 10-week
quarter).
- grading. The Committee requires that midterm and final
examinations (generally required in all undergraduate courses) be proctored to
ensure that the person taking the examination is the student receiving credit.
Given current technology, this means that examinations must be given in a traditional
classroom. Exceptions must assure that examinations reflect individual student
work and that a student's rights are protected under Senate Regulation 538. Describe
all graded components and assign each component a percentage of the grade. Grades
for on-line discussion groups will normally be based on electronically submitted
materials such as homework, research papers, and participation; if the grade for
participation exceeds 10% of total grade, criteria for grading participation must
be described.
Faculty should be aware that the Registrar normally would
not assign regular classroom space for sections with on-line learning activity
codes. Furthermore, for courses without traditional lecture/discussions components,
the instructor needs to coordinate with the Registrar the dates and times of any
"in class" examinations. The Registrar will inform instructors within
the first 3 weeks of the quarter of the room assignment(s) for the midterm examinations.
Final examination times for on-line-only courses will be assigned the "TBA"
time slot. To assess the impact of on-line courses and the evaluation process,
all new or revised courses with WVL and WED learning codes will be reviewed within
2 years of approval. At that time COCI will expect instructors to supply a brief
self-evaluation, a peer evaluation, and summaries of student evaluations with
sample comments. The suffix "V" should be used to designate all web-based
courses. Web-based Learning Codes: WVL - On-line lecture
- a fully-integrated on-line course with interactive text, graphics and/or executable
programs; on-line student access to the instructor(s); measures to assure compliance
with copyright laws. 1 unit for each ~ 30 hours per quarter of both on-line
interactions and related off-line activities; the overall workload should be approximately
that of any corresponding off-line course. Examinations must be in a class
setting at times listed in the Class Schedule and Registration Guide; exceptions
must assure that examinations reflect individual student work and that a student's
rights are protected under Senate Regulation 538. Grades may also be based
upon electronically submitted materials such as homework, research papers, and
general participation (not more than 10% of the total grade, unless approved by
the Committee). WED - On-line Discussion - on-line discussion groups
using list-processor or moderated e-mail, news groups and/or chat rooms; on-line
student access to the instructor(s); measures to assure student privacy and civility
in these activities. 1 unit for each ~ 30 hours of electronic discussion group
related activity. Grades for on-line discussion groups will normally be based
on electronically submitted materials such as homework, research papers, and participation.
This appendix defines when and
how a department may hire an undergraduate as a Teaching Assistant or Reader.
Departments may not avoid the intent of this appendix by assigning the duties
of a Teaching Assistant or a Reader to appointees working in other titles. For
example, Readers may not be assigned leadership of Discussion Sections or laboratories;
tutors and post-graduate researchers may not be assigned the duties (such as leading
discussion sections or grading papers) of Teaching Assistants and Readers. Some
departments and programs occasionally find that the availability of qualified
graduate students who are willing and able to serve as Teaching Assistants (TAs)
or Readers has not kept pace with the growth in enrollments in certain courses.
Faced with this circumstance, departments and programs may hire qualified undergraduates
to fulfill these instructional duties rather than restricting enrollments in courses.
This appointment of undergraduate students to TA and Reader positions
is permitted by exception to policy. The general
merits of appointing undergraduates to instructional positions and the numbers
and trends of such appointments should be monitored and reviewed periodically
by the Committee on Courses of Instruction. In addition, regular reviews of individual
undergraduate instructional programs should evaluate the impact of using undergraduates
in instructional roles as Readers and/or TAs. Reader
| 1. | The hiring unit must follow
a process of application and selection that is consistent with the processes for
selecting graduate students for Reader positions and which gives first priority
to graduate students. In addition, available Reader positions must be posted on
the Graduate Studies web page and advertised in those departments/programs where
qualified graduate students might be available. | | 2. | An
undergraduate must have completed the course or its equivalent for which he/she
will serve as a Reader with a minimum grade of "A-". In addition, the student
must have an overall GPA of 3.0 and must have attained junior status. Exceptions
to these criteria may be permitted with sufficient written justification. |
| 3. | The duties, training and
supervision of undergraduate Readers must generally conform to the treatment of
graduate Readers. The following conditions deserve special attention in the case
of undergraduates: | | | a. | Hiring
units should establish and implement adequate training procedures for Readers.
Training should include explanation of policies concerning confidentiality of
student work and grades. | | | b. | Undergraduate
Readers must work under the direct supervision of a faculty member. |
| c. | Tasks
assigned to undergraduate Readers must be limited to evaluating individual student
performances on assignments that can be objectively evaluated based on clear scoring
criteria and grading keys; such scoring criteria and grading keys should be established
as written policies. Readers are not permitted to grade when such grading requires
qualitative assessment of thinking or writing. Readers may not conduct scheduled
lectures, discussions or laboratory sessions. Readers may not participate in the
assignment of final course grades. | | 4. | Undergraduate
Readers may receive academic credit for 197T if approved by the department or
program. | Teaching Assistant
| 1. | It is expected
that the appointment of undergraduates as TAs will be approved only under rare
and compelling circumstances. The hiring unit must follow a process of
application and selection that is consistent with the processes for selecting
graduate students for TA positions and which gives first priority to graduate
students. In addition, available TAships must be posted on the Graduate Studies
web page and advertised in those departments/programs where qualified graduate
students might be available. Any request for an undergraduate to a TA position
must certify that the position has been broadly advertised and that no qualified
graduate students can be identified for this position. | | 2. | Undergraduates
may not be appointed as TAs to replace striking graduate or other instructional
staff. | | 3. | In the
event that a qualified graduate student cannot be identified for a TA position,
a request for an exception to policy to appoint an undergraduate must be approved
by the Academic Senate Committee on Courses of Instruction. The hiring unit must
forward application materials and a request for this exception to policy to the
Academic Senate Office for approval. The request must be in writing and must outline
the nature of the course and the TA duties, the compelling circumstances leading
to the request and the qualifications of the prospective TA. In order to ensure
prompt action, the Committee has delegated authority to approve the request to
the Chair of the Committee. The Committee will notify the Office of Graduate Studies
when exceptions are approved. | | 4. | An
undergraduate must have completed the course or its equivalent for which he/she
will serve as a TA with a grade of "A". In addition, the student must have an
overall GPA of 3.5 and must have attained senior status. Students meeting these
eligibility criteria normally will be approved for appointment. Exceptions to
these criteria may be permitted with sufficient written justification. |
| 5. | The duties, training and
supervision of undergraduate TAs must generally conform to the treatment of graduate
TAs. The following conditions deserve special attention: | | | a. | The
Chair of the hiring unit must ensure that the duties assigned to the undergraduate
TA are appropriate in light of his/her academic background. | | | b. | Undergraduate
TAs must work under the direct supervision of a faculty member. The undergraduate
must meet with the faculty member in charge of the course at least once per week
to discuss problems and pedagogical issues. | | | c. | Undergraduate
TAs must be provided with appropriate training programs such as those conducted
by the hiring unit or the Teaching Resource Center. Additional training to overcome
the lack of experience of the undergraduate TA must be provided as appropriate.
Training should include explanation of policies concerning confidentiality of
student work and grades. | | | d. | Course
evaluations by students must be gathered for each undergraduate TA and copies
of these evaluations must be forwarded to the Committee on Courses of Instruction. |
| | e. | In
accord with APM 410-20(a), undergraduate TAs may participate in grading if the
instructor both establishes objective criteria and closely supervises the grading.
Undergraduate TAs may not be responsible for determining the final course grades. |
| 6. | Undergraduate TAs may
receive academic credit for 197T if approved by the department or program. |
Approved by the Committee on Courses of
Instruction October 30, 2001 Form
to Petition to Hire an Undergraduate TA
POLICY FOR THE APPOINTMENT OF NONSTUDENTS
AS TEACHING ASSISTANTS
Departments and programs
sometimes cannot find sufficient numbers of qualified graduate students who are
willing and able to serve as Teaching Assistants (TAs). When this occurs, departments
and programs may hire qualified nonstudents to fulfill these instructional duties
rather than restrict enrollments in courses. This appointment of nonstudents to
TA positions is permitted by exception to policy, and the appointment of nonstudents
as TAs will be approved only under rare and compelling circumstances.
1. The hiring unit must follow a process of application and selection that is
consistent with the processes for selecting graduate students for TA positions
and which gives first priority to graduate students. In addition, available TAships
must be posted on the Graduate Studies web page and advertised in those departments/programs
where qualified graduate students might be available. Any request for a nonstudent
to a TA position must certify that the position has been broadly advertised and
that no qualified graduate students can be identified for this position.
2.
Nonstudents may not be appointed as TAs to replace striking graduate or other
instructional staff. 3. If a qualified graduate student cannot
be identified for a TA position, a request for an exception to policy to appoint
a nonstudent must be approved by the Academic Senate Committee on Courses of Instruction.
The hiring unit must forward application materials and a request for this exception
to policy to the Academic Senate Office for approval. The request must be in writing
and must outline the nature of the course and the TA duties, the compelling circumstances
leading to the request and the qualifications of the prospective TA. In order
to ensure prompt action, the Committee has delegated authority to approve the
request to the Chair of the Committee. The Committee will notify the Office of
Graduate Studies when exceptions are approved. 4. A nonstudent
must a) have a bachelor's or higher degree in the course's discipline or a closely
related discipline; b) have completed the course or a closely related course and
received a grade of B+ or higher; c) have an overall undergraduate GPA of 3.3;
d) be of sufficient quality that he or she would be accepted in the department's
graduate program. Nonstudents meeting these eligibility criteria normally will
be approved for appointment. Exceptions to these criteria may be permitted with
sufficient written justification. 5. The duties, training,
and supervision of nonstudent TAs must conform to those of graduate TAs. Petition
to Hire a Nonstudent TA Approved by
the Committee on Courses of Instruction February 9, 2004 |